How does the stock market work?

How to make a complaint work with the stock market regulators ?

  • how to approach market regulators when making a complaint work . it seems market regulators work for protecting the manipulation that goes on in the stock markets when a complaint is made to them . so how is the best approach to get them so take a complaint seriously to resolve the issues . and who other than the regulators can be involve when regulators want to protect the manipulators .

  • Answer:

    You failed to state which markets you want to file a complaint with. If it is the equities or fixed income market you can file with the SEC, if it is a commodities market you can file with the CFTC. All complaints must be in writing (not e-mails). If you have a complaint against the regulator you should provide complete written details (not e-mails) of the transactions, not hypothetical, but actual facts with time, dates, quantities and price. Start with the SEC then you can try CFTC - you can go check their respective web sites for exact mailing information Judging by the wording of your question, it appears you are going on a political rampage and do not have or can produce supporting factual information.

Richard L at Yahoo! Answers Visit the source

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